
Chapter 6: Checklists and templates
A suggested checklist for the initial Pre-Proceedings/PLO Meeting​
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Please remember this list is not exhaustive, there may always be additional things to consider depending on the needs of the children and their situation.
You will need to:
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Confirm the meeting time and date with everyone.
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Help the parents understand what this process is.
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Share list of solicitors with parents and provide any further help to the parents to get a solicitor, if they need that help.
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Book an interpreter or any advocate the parent may need.
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As the parents ahead of the meeting to think who the alternative carers are that they are going to put forward at the initial meeting.
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Make a referral for a family group decision making meeting / Family Group Conference and ask parents to also consider who they would put forward to be assessed as alternative carers for the children as well as what support can be offered.
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Confirm who is chairing the PLO meeting and who is taking the minutes of the PLO meeting.
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Confirm who is completing all the assessments and the date they will be completed, such as:
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Parenting assessment
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Viability assessments
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Special Guardianship assessments
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Hair strand tests
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DNA test
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Expert assessment like psychologist or psychiatrist assessment
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Any other expert assessment that might be needed
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Write questions for the assessments and Letter of Instruction (LOI).
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Share questions for the assessments and LOI, draft Written Agreement, parenting assessment plan and any relevant expert CVS to your legal team, so they can share with parents’ legal representatives.
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Share the draft LOI, parenting assessment plan and any relevant expert CVs with the parents.
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Share the draft Written Agreement with the parents.
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Made provisional dates for the review and exit/final PLO meetings.
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A suggested checklist for Case Management Hearings
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Please remember this list is not exhaustive, there may always be additional things to consider depending on the needs of the children and their situation.
You will need to:
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Confirm with relevant kingship assessment team their timescales for any viability assessments and kinship/special guardianship assessments. Ensure that these filing dates are within the 26 week timetable.
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Family Group Conference or an equivalent meeting within your local authority has been held and the minutes have been shared with your legal team.
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Confirm with your relevant manager and legal team the need for any proposed expert assessments, identify who the expert will be, make their CV available to the parties and confirm their filing timescales are within the 26 week timetable, write questions for the Letter of Instruction, and confirm with your legal team that they have made a ‘part 25’ application (the method to ask the court to approve the use of an expert).
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Confirm who is completing any parenting assessments, the timescales of those, and what model is being used (i.e. Parent Assess). Ensure a parenting assessment proposal, even if it is for an updating parenting assessment, is ready and has been shared with the parties ahead of the Case Management Hearing (CMH).
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Set up any proposed drug and alcohol testing / DNA testing arrangements.
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Confirm when you can complete your final evidence and consider that it is usual to timetable this to come in 2 weeks after the last assessment is filed, or 3 weeks if the plan may be adoption (as you need to complete the child permanence reports (CPRs) and get an Agency Decision Makers (ADM) decision).
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Read the case summary your legal team are writing and approve it. It needs to be filed by 11am the day before the hearing.
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Ensure you have spoken with the Child’s Guardian and know their views, have considered them, and discuss with your relevant manager whether the Guardian’s views, they have a different view, do or do not change any aspect of your proposed care plan.
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Ensure you have read all the position statements or evidence that the parents and Guardian has filed, so that you understand what everyone is saying and what your instructions to your legal team will be in the hearing. Give full instructions to your legal team ahead of the advocates meeting, which should be held at least one day before the CMH.
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If the local authority is seeking to remove the children, ensure you have a plan of how this will be done. Do you know where the children will be on the day? How will you get their belongings? How will you travel with them to the placement? How will they say goodbye to their family or siblings? Who is supporting you with all these tasks?
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If the local authority is seeking to remove the children, ensure you have a plan set up for when they will see their family next. Will you facilitate a meeting the next day prior to this being formally set up by the contact centre? Have you made the relevant referrals in advance to the contact centre?
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A suggested checklist for Issues Resolution Hearings
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Please remember this list is not exhaustive, there may always be additional things to consider depending on the needs of the children and their situation.
You will need to:
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Ensure you have filed your final evidence on time, so that the other parties can digest and respond in a timely way, according to the agreed timetable.
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Read all the final evidence from the other parties, such as the parents and the Children’s Guardian’s final report, so that you understand what is agreed and what remains in dispute between everyone and that you know why there remains any dispute.
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Speak with the Guardian ahead of the hearing so that you can talk through their report and ask questions.
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Speak to your colleagues if there any outstanding issues (like Special Guardian checks) so that you can update the court and timetable accordingly so that the final hearing, if required, is effective.
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Speak with your legal team a few days before the hearing, to give them instructions on any issue that can be agreed on in the hearing i.e. can the proceedings conclude if everyone is in agreement? Or can a compromise be reached on an issue to be able to conclude? Or can the issues left in dispute be reduced?
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Read the case summary and approve it so that legal can file it by 11am on the day before the hearing.
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A suggested checklist for Final Hearings
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Please remember this list is not exhaustive, there may always be additional things to consider depending on the needs of the children and their situation.
You will need to:
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Re-read your evidence, all the other parties’ evidence, the court bundle and all updating evidence.
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Speak to all the parties before the hearing so you’re aware of what their views are.
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Remember that as the allocated social worker, you are still assessing the family. Note the date of your last home visit or visit to the children. What was your observation of family time. Remember to check in with the professional network and other support services working with the family to get the most up-to-date information about their involvement and their views.
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Confirm if you are giving evidence, and prepare for this. Speak to your manager if you would like support with this ahead of time.
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Know what each party is saying and why so that you can give instructions during the hearing.
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If the local authority is seeking removal at the final hearing, ensure you have a plan for how that will happen (please see the outline for this at the CMH checklist).
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Consider when family time / contact should take place following the making of a final order i.e. if the parents are going to struggle to go straight to contact after hearing a judgement that they will no longer care for their children – it may be best to move the contact to another day, or they may need more support to manage their emotions and contact.
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Speak with the Guardian about who will tell the children of the outcome and when that will take place.
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Templates
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Social Work Evident Templates for initial evidence template, full evidence template and final evidence template: Social Work Evidence Template (SWET) – ADCS
Law society suggested templates for Letters of Instruction for Pre-Proceedings and Proceedings: Templates for instructing experts in family and children court proceedings | The Law Society
Appendix E3, pg 119 ‘Sample pre-proceedings assessment agreement template’ hyperlink: Microsoft Word - March 2021, report (final).docx
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Initial legal planning meeting agenda: Initial_Legal_Planning_Meeting_Agenda.docx
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Research in Practice Care Proceedings Mid-Progress Evaluation template: mid-progress-evaluation.docx
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A suggested Final Evidence Meeting Agenda
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Brief outline of the evidence and outcome of assessments (by SW/SG assessors/legal)
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Who is best placed to care for the child?
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How often should the child see people in their family? (if siblings will be separated, include how those relationships will be maintained)
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What is the legal advice? (include any legal issues in the case such as threshold/disputes/disclosure, as well as views on orders etc)
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What order is proportionate? (please consider the Supervision Oder guidance, Special Guardianship guidance, and the Public Law Working Group recommendations, and consider how you are adhering to them or evidence why, in exceptional circumstances, you may diverge from them)
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What needs to happen to progress the plan? Please consider the following as relevant for this child:
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Testing out period for Special Guardianship or with parents?
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Supervision Order support plan collaboration?
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Informing another local authority to complete Supervision Order support plan/designation?
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Any outstanding checks?
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Development of any transition plan?
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Special Guardianship support plan and legal advice for carer?
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Any translation needed?
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Any funding issues, including across services?
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Any family finding /adoption/ADM information needed/outstanding?
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QA process of final evidence?
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Any other issues specific to this child/family?
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Any non-compliance/re-timetabling/legal issues/and any barriers to the hearing being effective?
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Who will complete the identified tasks and by when?
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This chapter is based on work completed by colleagues in Camden Children’s Services.
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Glossary
Click on the link below to see the glossary.